GSVA on single-cell RNA-seq data

License: Artistic-2.0

Introduction

GSVA provides now specific support for single-cell data in the algorithm that runs through the gsvaParam() parameter constructor, and originally described in the publication by Hänzelmann et al. (2013). At the moment, this specific support consists of the following features:

  • The input expression data can be stored in different types of data containers prepared to store sparse single-cell data. These types of sparse data containers can be broadly categorized in those that only store the expression values, and those that may store additional row and column metadata. The currently available value-only containers for input are dgCMatrix, SVT_SparseArray, HDF5Matrix and DelayedMatrix. The currently available container for single-cell data that allows one to input additional row and column metadata is a SingleCellExperiment object.
  • While the input single-cell data is always sparse, the output of enrichment scores will be always dense, and therefore, the container storing those scores will be different from the input data, typically a matrix or a dense DelayedMatrix object using an HDF5Matrix backend. The latter will be particularly used when the total number of values exceeds 2^31, which is the largest 32-bit standard integer value in R.
  • By default, when the input expression data is stored in a sparse data container, as it typically happens with single-cell data, then a sparse regime of the GSVA algorithm will run, if GSVA is the chosen method, by which nonzero values are treated differently from zero values, leading to slightly different results than those obtained by applying the classical GSVA algorithm. If we set the parameter sparse=FALSE in the call to gsvaParam(), the classical GSVA algorithm will be used, which for a typical single-cell data set will result in longer running times and larger memory consumption than running it in the default sparse regime for this type of data.
  • The GSVA algorithm can be run either at once through a call to gsva() with a parameter object or in three steps: (1) row normalization with gsvaRowNorm(); (2) column rank transformation with gsvaColRanks(); and (3) column enrichment scores calculation with gsvaColScores(). Splitting the GSVA algorithm into these three steps allows one to distribute and balance the computational load of the algorithm in a high-performance computing (HPC) environment with multiple nodes, and to reuse the output of the first two steps, which are independent of the gene sets, to calculate enrichment scores for different collections of gene sets, without having to repeat the first two steps.

In what follows, we will illustrate the use of GSVA on a publicly available single-cell transcriptomics data set of peripheral blood mononuclear cells (PBMCs) published by Zheng et al. (2017).

Import data

We import the PBMC data using the TENxPBMCData package, as a SingleCellExperiment object.

library(SingleCellExperiment)
library(TENxPBMCData)

sce <- TENxPBMCData(dataset="pbmc4k")
sce
class: SingleCellExperiment 
dim: 33694 4340 
metadata(0):
assays(1): counts
rownames(33694): ENSG00000243485 ENSG00000237613 ... ENSG00000277475
  ENSG00000268674
rowData names(3): ENSEMBL_ID Symbol_TENx Symbol
colnames: NULL
colData names(11): Sample Barcode ... Individual Date_published
reducedDimNames(0):
mainExpName: NULL
altExpNames(0):

Quality control and pre-processing

Here, we perform a quality control (QC) and pre-processing steps using the package scrapper (Lun and Kancherla 2022). We start identifying mitochondrial genes.

library(scrapper)

is_mito <- grepl("^MT-", rowData(sce)$Symbol_TENx)
table(is_mito)
is_mito
FALSE  TRUE 
33681    13 

Calculate QC metrics and filter out low-quality cells.

sce <- quickRnaQc.se(sce, subsets=list(mito=is_mito))
sce <- sce[, sce$keep]
dim(sce)
[1] 33694  4147

We filter out genes that are expressed in less than 1% of the cells.

cellsxgene <- rowSums(counts(sce) > 0)
sce <- sce[cellsxgene > floor(ncol(sce)*0.01), ]
dim(sce)
[1] 10799  4147

Calculate library size factors and normalized units of expression in logarithmic scale.

sce <- normalizeRnaCounts.se(sce, size.factors=sce$sum)
assayNames(sce)
[1] "counts"    "logcounts"

Annotate cell types using GSVA

Here, we illustrate how to annotate cell types in the PBMC data using GSVA and a collection of relevant gene sets.

Read gene sets in GMT format

First, we fetch a collection of 22 leukocyte gene set signatures, containing a total 547 genes, which should help to distinguish among 22 mature human hematopoietic cell type populations isolated from peripheral blood or in vitro culture conditions, including seven T cell types: naïve and memory B cells, plasma cells, NK cell, and myeloid subsets. These gene sets have been used in the benchmarking publication by Diaz-Mejia et al. (2019), and were originally compiled by the CIBERSORT developers, where they called it the LM22 signature (Newman et al. 2015). The LM22 signature is stored in the GSVAdata experiment data package as a compressed text file in GMT format, which can be read into R using the readGMT() function from the GSVA package, which will return the gene sets, by default, into a GeneSetCollection object, defined in the GSEABase package. This default argument can be changed to return the gene sets into a base list object by setting valueType="list" in the call to readGMT().

library(GSEABase)
library(GSVA)

fname <- file.path(system.file("extdata", package="GSVAdata"),
                   "pbmc_cell_type_gene_set_signatures.gmt.gz")
gsets <- readGMT(fname)
gsets
GeneSetCollection
  names: B_CELLS_MEMORY, B_CELLS_NAIVE, ..., T_CELLS_REGULATORY_TREGS (22 total)
  unique identifiers: AIM2, BANK1, ..., SKAP1 (248 total)
  types in collection:
    geneIdType: SymbolIdentifier (1 total)
    collectionType: NullCollection (1 total)

Add gene identifier type metadata

Note that while gene identifers in the sce object correspond to Ensembl stable identifiers (ENSG...), the gene identifiers in the gene sets are HGNC gene symbols. This, in principle, precludes matching directly what gene in the single-cell data object sce corresponds to what gene set in the GeneSetCollection object gsets. However, the GSVA package can do that matching as long as the appropriate metadata is present in both objects.

In the case of a GeneSetCollection object, its geneIdType metadata slot stores the type of gene identifier. In the case of a SingleCellExperiment object, such as the previous sce object, such metadata is not present. However, using the function gsvaAnnotation() from the GSVA package, and the helper function ENSEMBLIdentifier() from the GSEABase package, we add such metadata to the sce object as follows.

gsvaAnnotation(sce) <- ENSEMBLIdentifier("org.Hs.eg.db")
gsvaAnnotation(sce)
geneIdType: ENSEMBL (org.Hs.eg.db)

Build parameter object

We first build a parameter object using the function gsvaParam(). By default, the expression values in the logcounts assay will be selected for downstream analysis.

gsvapar <- gsvaParam(sce, gsets)
gsvapar
class: GSVA::gsvaParam
expression data dim: 10799 4147
number of gene sets: 22
details: use 'details(object)'

Calculate GSVA scores

While at this point, we could already run the entire GSVA algorithm with a call to the gsva(gsvapar) function. We show here how to do it in three steps. First we calculate row-normalized expression values using the function gsvaRowNorm(), which if, as in this example, the given input is a SingleCellExperiment object, then the output will be the same object with an additional assay called gsvarownr containing the row-normalized expression values.

gsvarownorm <- gsvaRowNorm(gsvapar)
gsvarownorm
class: SingleCellExperiment 
dim: 10799 4147 
metadata(3): qc annotation gsvaParam
assays(3): counts logcounts gsvarownr
rownames(10799): ENSG00000279457 ENSG00000228463 ... ENSG00000273748
  ENSG00000278817
rowData names(3): ENSEMBL_ID Symbol_TENx Symbol
colnames: NULL
colData names(16): Sample Barcode ... keep sizeFactor
reducedDimNames(0):
mainExpName: NULL
altExpNames(0):
assayNames(gsvarownorm)
[1] "counts"    "logcounts" "gsvarownr"

Second, we calculate GSVA column rank values using the function gsvaColRanks(), which takes as input the output of gsvaRowNorm(), and returns the column rank values in a new assay called gsvaranks, if the input is a SingleCellExperiment object.

gsvacolranks <- gsvaColRanks(gsvarownorm)
gsvacolranks
class: SingleCellExperiment 
dim: 10799 4147 
metadata(3): qc annotation gsvaParam
assays(4): counts logcounts gsvarownr gsvaranks
rownames(10799): ENSG00000279457 ENSG00000228463 ... ENSG00000273748
  ENSG00000278817
rowData names(3): ENSEMBL_ID Symbol_TENx Symbol
colnames: NULL
colData names(16): Sample Barcode ... keep sizeFactor
reducedDimNames(0):
mainExpName: NULL
altExpNames(0):
assayNames(gsvacolranks)
[1] "counts"    "logcounts" "gsvarownr" "gsvaranks"

Third, we finally calculate the GSVA scores using the output of gsvaColRanks() as input to the function gsvaColScores(). By default, this function will calculate the scores for all gene sets specified in the input parameter object given in the call to gsvaRowNorm().

es <- gsvaColScores(gsvacolranks)
es
class: SingleCellExperiment 
dim: 22 4147 
metadata(2): qc gsvaParam
assays(1): es
rownames(22): B_CELLS_MEMORY B_CELLS_NAIVE ... T_CELLS_GAMMA_DELTA
  T_CELLS_REGULATORY_TREGS
rowData names(1): gs
colnames: NULL
colData names(16): Sample Barcode ... keep sizeFactor
reducedDimNames(0):
mainExpName: NULL
altExpNames(0):

However, we could calculate the scores for another collection of gene sets, without having to calculate the column ranks again, by giving this other collection of gene sets as second argument to the call to gsvaColScores().

es2 <- gsvaColScores(gsvacolranks, alternative_gsets)

Using GSVA scores to assign cell types

Following Amezquita et al. (2020), and some of the steps described in “Chapter 5 Clustering” of the first version of the OSCA book, we use GSVA scores to build a nearest-neighbor graph of the cells using the function makeSNNGraph() from the bluster package. The parameter k in the call to makeSNNGraph() specifies the number of nearest neighbors to consider during graph construction, and here we set k=20 because it leads to a number of clusters close to the expected number of cell types.

library(bluster)

g <- makeSNNGraph(t(assay(es)), k=20)

Second, we use the function cluster_walktrap() from the igraph package (Csardi and Nepusz 2006), to cluster cells by finding densely connected subgraphs. We store the resulting vector of cluster indicator values into the sce object using the function colLabels().

library(igraph)

colLabels(es) <- factor(cluster_walktrap(g)$membership)
table(colLabels(es))

   1    2    3    4    5    6 
 919 1081 1017  589  205  336 

Similarly to Diaz-Mejia et al. (2019), we apply a simple cell type assignment algorithm, which consists of selecting at each cell the gene set with highest GSVA score, tallying the selected gene sets per cluster, and assigning to the cluster the most frequent gene set, storing that assignment into the sce object with the function colLabels().

whmax <- apply(assay(es), 2, which.max)
gsxlab <- split(rownames(es)[whmax], colLabels(es))
gsxlab <- names(sapply(sapply(gsxlab, table), which.max))
colLabels(es) <- factor(gsub("[0-9]\\.", "", gsxlab))[colLabels(es)]
table(colLabels(es))

    B_CELLS_NAIVE         MONOCYTES  NK_CELLS_RESTING T_CELLS_CD4_NAIVE 
              589              1017               205              2000 
      T_CELLS_CD8 
              336 

We can visualize the cell type assignments by projecting cells dissimilarity in two dimensions with a principal components analysis (PCA) on the GSVA scores, and coloring cells using the previously assigned clusters.

library(RColorBrewer)

res <- prcomp(assay(es))
varexp <- res$sdev^2 / sum(res$sdev^2)
nclusters <- nlevels(colLabels(es))
hmcol <- colorRampPalette(brewer.pal(nclusters, "Set1"))(nclusters)
par(mar=c(4, 5, 1, 1))
plot(res$rotation[, 1], res$rotation[, 2], col=hmcol[colLabels(es)], pch=19,
     xlab=sprintf("PCA 1 (%.0f%%)", varexp[1]*100),
     ylab=sprintf("PCA 2 (%.0f%%)", varexp[2]*100),
     las=1, cex.axis=1.2, cex.lab=1.5)
mask <- colLabels(es) == "NK_CELLS_RESTING"
points(res$rotation[mask, 1], res$rotation[mask, 2], ## show the overlap better
       col=hmcol[colLabels(es)[mask]], pch=19)
legend("bottomright", gsub("_", " ", levels(colLabels(es))), fill=hmcol, inset=0.01)
Cell type assignments of PBMC scRNA-seq data, based on GSVA scores.

Cell type assignments of PBMC scRNA-seq data, based on GSVA scores.

Finally, if we want to better understand why a specific cell type is annotated to a given cell, we can use the gsvaEnrichment() function, which will show a GSEA enrichment plot. This function takes as input the output of gsvaRanks(), a given column (cell) in the input single-cell data, and a given gene set. In Figure @ref(fig:gsvaenrichment) below, we show such a plot for the first cell annotated to the monocytes cell type.

firstmonocytecell <- which(colLabels(es) == "MONOCYTES")[1]
par(mar=c(4, 5, 1, 1))
gsvaEnrichment(gsvacolranks, column=firstmonocytecell, geneSet="MONOCYTES",
               cex.axis=1.2, cex.lab=1.5, plot="ggplot")
GSVA enrichment plot of the EOSINOPHILS gene set in the expression profile of the first cell annotated to that cell type.

GSVA enrichment plot of the EOSINOPHILS gene set in the expression profile of the first cell annotated to that cell type.

In the previous call to gsvaEnrichment() we used the argument plot="ggplot" to produce a plot with the ggplot2 package. By default, if we call gsvaEnrichment() interactively, it will produce a plot using “base R”, but either when we do it non-interactively, or when we set plot="no" it will return a data.frame object with the enrichment data.

Benchmarking

We are still benchmarking and testing this version of GSVA for single-cell data. If you encounter problems or have suggestions, do not hesitate to contact us by opening an issue in the GSVA GitHub repo.

Session information

Here is the output of sessionInfo() on the system on which this document was compiled running pandoc 3.8.3:

sessionInfo()
R version 4.6.0 (2026-04-24)
Platform: x86_64-pc-linux-gnu
Running under: Ubuntu 24.04.4 LTS

Matrix products: default
BLAS:   /usr/lib/x86_64-linux-gnu/openblas-pthread/libblas.so.3 
LAPACK: /usr/lib/x86_64-linux-gnu/openblas-pthread/libopenblasp-r0.3.26.so;  LAPACK version 3.12.0

locale:
 [1] LC_CTYPE=en_US.UTF-8       LC_NUMERIC=C              
 [3] LC_TIME=en_US.UTF-8        LC_COLLATE=en_US.UTF-8    
 [5] LC_MONETARY=en_US.UTF-8    LC_MESSAGES=en_US.UTF-8   
 [7] LC_PAPER=en_US.UTF-8       LC_NAME=C                 
 [9] LC_ADDRESS=C               LC_TELEPHONE=C            
[11] LC_MEASUREMENT=en_US.UTF-8 LC_IDENTIFICATION=C       

time zone: Etc/UTC
tzcode source: system (glibc)

attached base packages:
[1] stats4    stats     graphics  grDevices utils     datasets  methods  
[8] base     

other attached packages:
 [1] RColorBrewer_1.1-3          igraph_2.3.1               
 [3] bluster_1.23.0              scrapper_1.7.3             
 [5] TENxPBMCData_1.31.0         HDF5Array_1.41.0           
 [7] h5mread_1.5.0               rhdf5_2.57.0               
 [9] DelayedArray_0.39.2         SparseArray_1.13.2         
[11] S4Arrays_1.13.0             abind_1.4-8                
[13] Matrix_1.7-5                SingleCellExperiment_1.35.1
[15] org.Hs.eg.db_3.23.1         GSVAdata_1.49.0            
[17] GSEABase_1.75.0             graph_1.91.0               
[19] annotate_1.91.0             XML_3.99-0.23              
[21] AnnotationDbi_1.75.0        GSVA_2.7.3                 
[23] SummarizedExperiment_1.43.0 Biobase_2.73.1             
[25] GenomicRanges_1.65.0        Seqinfo_1.3.0              
[27] IRanges_2.47.1              S4Vectors_0.51.2           
[29] BiocGenerics_0.59.3         generics_0.1.4             
[31] MatrixGenerics_1.25.0       matrixStats_1.5.0          
[33] BiocStyle_2.41.0           

loaded via a namespace (and not attached):
 [1] DBI_1.3.0                 httr2_1.2.2              
 [3] rlang_1.2.0               magrittr_2.0.5           
 [5] otel_0.2.0                compiler_4.6.0           
 [7] RSQLite_3.53.1            DelayedMatrixStats_1.35.0
 [9] png_0.1-9                 vctrs_0.7.3              
[11] pkgconfig_2.0.3           SpatialExperiment_1.23.0 
[13] crayon_1.5.3              memuse_4.2-3             
[15] fastmap_1.2.0             dbplyr_2.5.2             
[17] magick_2.9.1              XVector_0.53.0           
[19] labeling_0.4.3            rmarkdown_2.31           
[21] purrr_1.2.2               bit_4.6.0                
[23] xfun_0.57                 cachem_1.1.0             
[25] beachmat_2.29.0           jsonlite_2.0.0           
[27] blob_1.3.0                rhdf5filters_1.25.0      
[29] Rhdf5lib_2.1.0            BiocParallel_1.47.0      
[31] cluster_2.1.8.2           irlba_2.3.7              
[33] parallel_4.6.0            R6_2.6.1                 
[35] bslib_0.11.0              jquerylib_0.1.4          
[37] Rcpp_1.1.1-1.1            knitr_1.51               
[39] tidyselect_1.2.1          yaml_2.3.12              
[41] codetools_0.2-20          curl_7.1.0               
[43] lattice_0.22-9            tibble_3.3.1             
[45] S7_0.2.2                  withr_3.0.2              
[47] KEGGREST_1.53.0           evaluate_1.0.5           
[49] BiocFileCache_3.3.0       ExperimentHub_3.3.0      
[51] Biostrings_2.81.2         pillar_1.11.1            
[53] BiocManager_1.30.27       filelock_1.0.3           
[55] ggplot2_4.0.3             BiocVersion_3.24.0       
[57] scales_1.4.0              sparseMatrixStats_1.25.0 
[59] xtable_1.8-8              glue_1.8.1               
[61] maketools_1.3.2           tools_4.6.0              
[63] AnnotationHub_4.3.0       BiocNeighbors_2.7.2      
[65] sys_3.4.3                 ScaledMatrix_1.21.0      
[67] buildtools_1.0.0          grid_4.6.0               
[69] BiocSingular_1.29.0       cli_3.6.6                
[71] rsvd_1.0.5                rappdirs_0.3.4           
[73] dplyr_1.2.1               gtable_0.3.6             
[75] sass_0.4.10               digest_0.6.39            
[77] farver_2.1.2              rjson_0.2.23             
[79] memoise_2.0.1             htmltools_0.5.9          
[81] lifecycle_1.0.5           httr_1.4.8               
[83] bit64_4.8.2              

References

Amezquita, Robert A, Aaron TL Lun, Etienne Becht, et al. 2020. “Orchestrating Single-Cell Analysis with Bioconductor.” Nature Methods 17 (2): 137–45.
Csardi, Gabor, and Tamas Nepusz. 2006. “The Igraph Software Package for Complex Network Research.” InterJournal Complex Systems: 1695. https://igraph.org.
Diaz-Mejia, J Javier, Elaine C Meng, Alexander R Pico, et al. 2019. “Evaluation of Methods to Assign Cell Type Labels to Cell Clusters from Single-Cell RNA-Sequencing Data.” F1000Research 8: ISCB–Comm.
Hänzelmann, Sonja, Robert Castelo, and Justin Guinney. 2013. GSVA: Gene Set Variation Analysis for Microarray and RNA-Seq Data.” BMC Bioinformatics 14: 7. https://doi.org/10.1186/1471-2105-14-7.
Lun, Aaron, and Jayaram Kancherla. 2022. “Powering Single-Cell Analyses in the Browser with WebAssembly.” bioRxiv, 2022–03.
Newman, Aaron M, Chih Long Liu, Michael R Green, et al. 2015. “Robust Enumeration of Cell Subsets from Tissue Expression Profiles.” Nature Methods 12 (5): 453–57.
Zheng, Grace XY, Jessica M Terry, Phillip Belgrader, et al. 2017. “Massively Parallel Digital Transcriptional Profiling of Single Cells.” Nature Communications 8 (1): 14049.